4. The Seven Factors of Enlightenment
BECOMING A
NOBLE ONE
One does not become enlightened by merely
gazing into the sky. One does not become enlightened by reading or studying the
scriptures, nor by thinking, nor by wishing for the enlightened state to burst
into one's mind. There are certain necessary conditions or prerequisites which
cause enlightenment to arise. In Pali these are known as the bojjhangas,
or factors of enlightenment, and there are seven of them.
The word bojjhanga is made up of bodhi,
which means enlightenment or an enlightened person, and anga,
causative factor. Thus a bojjhanga is a causative factor of an enlightened
being, or a cause for enlightenment. A second sense of the word bojjhanga is
based on alternative meanings of its two Pali roots. The alternative meaning of
bodhi is the knowledge that comprehends or sees the Four Noble Truths: the
truth of universal suffering or unsatisfactoriness; the truth that desire is
the cause of this suffering and dissatisfaction; the truth that there can be an
end to this suffering; and the truth of the path to the end of this suffering,
or the Noble Eightfold Path. The second meaning of anga is part or portion.
Thus, the second meaning of bojjhanga is the specific part of knowledge that
sees the Four Noble Truths.
All vipassana yogis come to understand the
Four Noble Truths to some extent, but true comprehension of them requires a
particular, transforming moment of consciousness, known as path consciousness.
This is one of the culminating insights of vipassana practice. It includes the
experience of nibbana. Once a yogi has experienced this, he or she deeply knows
the Four Noble Truths, and thus is considered to contain the bojjhangas inside
him or herself. Such a person is called noble. Thus, the bojjhangas or
enlightenment factors also are parts or qualities of a noble person. Sometimes
they are known as the sambojjhangas, the prefix sam- meaning
full, complete, correct, or true. The prefix is an honorific and intensifier,
and adds no crucial difference in meaning.
These seven factors of enlightenment, or
seven qualities of a noble person, are: mindfulness, investigation, effort,
rapture, calm, concentration and equanimity. In Pali, the list would be
sati, dhamma vicaya, viriya, piti, passaddhi, samadhi, upekkha. These
seven can be found in all phases of vipassana practice. But if we take as a
model the progressive stages of insight, we can say that the seven
enlightenment factors begin to be very clear at the stage of insight where a
yogi begins to see the arising and passing of phenomena.
How can one develop these factors in himself
or herself? By means of satipatthana meditation. The Buddha said, "Oh
bhikkhus, if the four foundations of mindfulness are practiced persistently and
repeatedly, the seven types of bojjhangas will be automatically and fully
developed."
Practicing the four foundations of
mindfulness does not mean studying them, thinking of them, listening to
discourses about them, nor discussing them. What we must do is be directly and
experientially aware of the four foundations of mindfulness, the four bases on
which mindfulness can be established. The Satipatthana Sutta names them:
first, the sensations of the body; second, feeling; the painful, pleasant or
neutral quality inherent in each experience; third, the mind and thought; and
fourth, all other objects of consciousness; feelings seen, heard, tasted and so
forth. The Buddha said, furthermore, that one should practice this awareness
not intermittently, but rather persistently and repeatedly. This is exactly
what we try to do in vipassana meditation. The tradition of vipassana
meditation taught and developed by Mahasi Sayadaw is oriented toward developing
fully the seven factors of enlightenment, and eventually experiencing noble
path consciousness, in accordance with the Buddha's instructions.
MINDFULNESS: THE FIRST ENLIGHTENMENT FACTOR
Sati, mindfulness, is the first factor of
enlightenment. "Mindfulness" has come to be the accepted translation
of sati into English. However, this word has a kind of passive connotation
which can be misleading. "Mindfulness" must be dynamic and
confrontative. In retreats, I teach that mindfulness should leap forward onto
the object, covering it completely, penetrating into it, not missing any part
of it. To convey this active sense, I often prefer to use the words
"observing power" to translate sati, rather than
"mindfulness." However, for the sake of ease and simplicity, I will
consistently use the word "mindfulness" in this volume, but I would
like my readers to remember the dynamic qualities it should possess.
Mindfulness can be well understood by
examining its three aspects of characteristic, function and manifestation.
These three aspects are traditional categories used in the Abhidhamma,
the Buddhist description of consciousness, to describe factors of mind. We
will use them here to study each of the enlightenment factors in turn.
Nonsuperficiality
The characteristic of mindfulness is
nonsuperficiality. This suggests that mindfulness is penetrative and profound.
If we throw a cork into a stream, it simply bobs up and down on the surface,
floating downstream with the current. If we throw a stone instead, it will
immediately sink to the very bed of the stream. So, too, mindfulness ensures
that the mind will sink deeply into the object and not slip superficially past
it.
Say you are watching your abdomen as the
object of your satipatthana practice. You try to be very firm, focusing your
attention so that the mind will not slip off, but rather will sink deeply into
the processes of rising and falling. As the mind penetrates these processes,
you can comprehend the true natures of tension, pressure, movement and so on.
Keeping the
Object in View
The function of mindfulness is to keep
the object always in view, neither forgetting it nor allowing it to disappear.
When mindfulness is present, the occurring object will be noted without
forgetfulness.
In order for nonsuperficiality and
nondisappearance, the characteristic and function of mindfulness, to appear
dearly in our practice, we must try to understand and practice the third aspect
of mindfulness. This is the manifestation aspect, which develops and
brings along the other two. The chief manifestation of mindfulness is
confrontation: it sets the mind directly face to face with the object.
Face to Face with
the Object
It is as if you are walking along a road and
you meet a traveller, face to face, coming from the opposite direction. When
you are meditating, the mind should meet the object in just this way. Only
through direct confrontation with an object can true mindfulness arise.
They say that the human face is the index of
character. If you want to size up a person, you look at his or her face very
carefully and then you can make a preliminary judgement. If you do not examine
the face carefully and instead become distracted by other parts of his or her
body, then your judgement will not be accurate.
In meditation you must apply a similar, if
not sharper, degree of care in looking at the object of observation. Only if
you look meticulously at the object can you understand its true nature. When
you look at a face for the first time, you get a quick, overall view of it. If
you look more carefully, you will pick up details — say, of the eyebrows,
eyes and lips. First you must look at the face as a whole, and only later will
details become clear.
Similarly, when you are watching the rising
and falling of your abdomen, you begin by taking an overall view of these
processes. First you bring your mind face to face with the rising and falling.
After repeated successes you will find yourself able to look closer. Details
will appear to you effortlessly, as if by themselves. You will notice different
sensations in the rise and fall, such as tension, pressure, heat, coolness, or
movement.
As a yogi repeatedly comes face to face with
the object, his or her efforts begin to bear fruit. Mindfulness is activated
and becomes firmly established on the object of observation. There are no
misses. The objects do not fall away from view. They neither slip away nor
disappear, nor are they absent-mindedly forgotten. The kilesas cannot
infiltrate this strong barrier of mindfulness. If mindfulness can be maintained
for a significant period of time, the yogi can discover a great purity of mind
because of the absence of kilesas. Protection from attack by the kilesas is a
second aspect of the manifestation of mindfulness. When mindfulness is
persistently and repeatedly activated, wisdom arises. There will be insight
into the true nature of body and mind. Not only does the yogi realize the true
experiential sensations of the rise and fall, but she or he also comprehends
the individual characteristics of the various physical and mental phenomena
happening inside herself or himself.
Seeing the Four
Noble Truths
The yogi may see directly that all physical
and mental phenomena share the characteristic of suffering. When this happens
we say that the First Noble Truth is seen.
When the First Noble Truth has been seen, the
remaining three are also seen. Thus it is said in the texts, and we can observe
the same in our own experience. Because there is mindfulness at the moment of
occurrence of mental and physical phenomena, no craving arises. With this
abandoning of craving, the Second Noble Truth is seen. Craving is the root of
suffering, and when craving is absent, suffering, too, disappears. Seeing the
Third Noble Truth, the cessation of suffering, is fulfilled when ignorance and
the other kilesas fall away and cease. All this occurs on a provisional or
moment-to-moment basis when mindfulness and wisdom are present. Seeing the
Fourth Noble Truth refers to the development of the Eightfold Path factors.
This development occurs simultaneously within each moment of mindfulness. We
will discuss the factors of the Eightfold Path in more detail in the next
chapter, "Chariot to Nibbana."
Therefore, on one level, we can say that the
Four Noble Truths are seen by the yogi at any time when mindfulness and wisdom
are present. This brings us back to the two definitions of bojjhanga given
above. Mindfulness is part of the consciousness that contains insight into the
true nature of reality; it is a part of enlightenment knowledge. It is present
in the mind of one who knows the Four Noble Truths. Thus, it is called a factor
of enlightenment, a bojjhanga.
Mindfulness is
the Cause of Mindfulness
The first cause of mindfulness is nothing
more than mindfulness itself. Naturally, there is a difference between the weak
mindfulness that characterises one's early meditative efforts and the
mindfulness at higher levels of practice, which becomes strong enough to cause
enlightenment to occur. In fact, the development of mindfulness is a simple
momentum, one moment of mindfulness causing the next.
Four More Ways to
Develop Mindfulness
Commentators identify four additional factors
which help develop and strengthen mindfulness until it is worthy of the title
bojjhanga.
1. Mindfulness and Clear Comprehension
The first is satisampajanna, usually
translated as "mindfulness and clear comprehension." In this term,
sati is the mindfulness activated during formal sitting practice, watching the
primary object as well as others. Sampajanna, clear comprehension,
refers to mindfulness on a broader basis:
mindfulness of walking, stretching, bending,
turning around, looking to one side, and all the other activities that make up
ordinary life.
2. Avoiding Unmindful People
Dissociation from persons who are not mindful
is the second way of developing mindfulness as an enlightenment factor. If you
are doing your best to be mindful, and you run across an unmindful person who
corners you into some long-winded argument, you can imagine how quickly your
own mindfulness might vanish.
3. Choosing Mindful Friends
The third way to cultivate mindfulness to
associate with mindful persons. Such people can serve as strong sources of
inspiration. By spending time with them, in an environment where mindfulness is
valued, you can grow and deepen your own mindfulness.
4. Inclining the Mind Toward
Mindfulness
The fourth method is to incline the mind
toward activating mindfulness. This means consciously taking mindfulness as a
top priority, alerting the mind to return to it in every situation. This
approach is very important; it creates a sense of unforgetfulness, of
non-absentmindedness. You try as much as possible to refrain from those
activities that do not particularly lead to the deepening of mindfulness. Of
these there is a wide selection, as you probably know.
As a yogi only one task is required of you,
and that is to be aware of whatever is happening in the present moment. In an
intensive retreat, this means you set aside social relationships, writing and
reading, even reading scriptures. You take special care when eating not to fall
into habitual patterns. You always consider whether the times, places, amounts
and kinds of food you eat are essential or not. If they are not, you avoid
repeating the unnecessary pattern.
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